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Handbook for the Montreal Protocol on Substances
that Deplete the Ozone Layer - 7th Edition (2006)
Sections   Section One The Montreal
Protocol
Section Two Decisions Section Three Annexes Section Four Rules of
Procedure
Section Five Sources of Further
Information
General Index General
Index
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Contents

Forewordix
Introductionxi
Section 1 The Montreal Protocol1
1.1The Montreal Protocol on Substances that Deplete the Ozone Layer3
 Preamble3
 Article 1:Definitions4
 Article 2:Control Measures4
 Introduction to the adjustments6
 Article 2A:CFCs6
 Article 2B:Halons7
 Article 2C:Other fully halogenated CFCs8
 Article 2D:Carbon tetrachloride8
 Article 2E:1,1,1-Trichloroethane (Methyl chloroform)9
 Article 2F:Hydrochlorofluorocarbons9
 Article 2G:Hydrobromofluorocarbons10
 Article 2H:Methyl bromide10
 Article 2I:Bromochloromethane12
 Article 3:Calculation of control levels12
 Article 4:Control of trade with non-Parties12
 Article 4A:Control of trade with Parties14
 Article 4B:Licensing14
 Article 5:Special situation of developing countries14
 Article 6:Assessment and review of control measures17
 Article 7:Reporting of data17
 Article 8:Non-compliance18
 Article 9:Research, development, public awareness and exchange of information18
 Article 10:Financial mechanism18
 Article 10A:Transfer of technology20
 Article 11:Meetings of the parties20
 Article 12:Secretariat21
 Article 13:Financial provisions21
 Article 14:Relationship of this Protocol to the Convention21
 Article 15:Signature22
 Article 16:Entry into force22
 Article 17:Parties joining after entry into force22
 Article 18:Reservations22
 Article 19:Withdrawal22
 Article 20:Authentic texts22
 Annex A:Controlled substances23
 Annex B:Controlled substances23
 Annex C:Controlled substances24
 Annex D:*A list of products** containing controlled substances specified in Annex A26
 Annex E:Controlled substance26
1.2Summary of control measures under the Montreal Protocol27
 Annex A – Group I: Chlorofluorocarbons (CFC-11, CFC-12, CFC-113, CFC-114 and CFC-115)28
 Annex A – Group II: Halons (halon 1211, halon 1301 and halon 2402)29
 Annex B – Group I: Other fully halogenated CFCs (CFC-13, CFC-111, CFC-112, CFC-211, CFC-212, CFC-213, CFC-214, CFC-215, CFC-216, CFC-217)30
 Annex B – Group II: Carbon tetrachloride31
 Annex B – Group III: 1,1,1-trichloroethane (methyl chloroform)32
 Annex C – Group I: HCFCs (consumption)33
 Annex C – Group I: HCFCs (production)34
 Annex C – Group II: HBFCs35
 Annex C – Group III: Bromochloromethane35
 Annex E – Group I: Methyl bromide36
 Allowance for production to meet the basic domestic needs of Article 5(1) Parties following the Beijing Adjustments37
 Annex A – Group I: CFCs38
 Annex A – Group II: Halons38
 Annex B – Group I: Other fully halogenated CFCs39
 Annex B – Group II: Carbon tetrachloride39
 Annex B – Group III: 1,1,1-trichloroethane (methyl chloroform)39
 Annex C – Group I: HCFCs40
 Annex E – Group I: Methyl bromide40
Section 2 Decisions of the Meetings of the Parties to the Montreal Protocol41
2.1Decisions of the Meetings of the Parties to the Montreal Protocol43
 Index to the decisions44
 First Meeting of the Parties (Helsinki, 2–5 May 1989)44
 Second Meeting of the Parties (London, 27–29 June 1990)45
 Third Meeting of the Parties (Nairobi, 19–21 June 1991)46
 Fourth Meeting of the Parties (Copenhagen, 23–25 November 1992)47
 Fifth Meeting of the Parties (Bangkok, 17–19 November 1993)49
 Sixth Meeting of the Parties (Nairobi, 6–7 October 1994)51
 Seventh Meeting of the Parties (Vienna, 5–7 December 1995)52
 Eighth Meeting of the Parties (San José, 25–27 November 1996)55
 Ninth Meeting of the Parties (Montreal, 15–17 September 1997)56
 Tenth Meeting of the Parties (Cairo, 23–24 November 1998)58
 Eleventh Meeting of the Parties (Beijing, 29 November – 3 December 1999)59
 Twelfth Meeting of the Parties (Ouagadougou, 11 – 14 December 2000)60
 Thirteenth Meeting of the Parties (Colombo, 16 – 19 October 2001)61
 Fourteenth Meeting of the Parties (Rome, 25 – 29 November 2002)63
 Fifteenth Meeting of the Parties (Nairobi, 10 – 14 November 2003)65
 First Extraordinary Meeting of the Parties (Montreal, 24 – 26 March 2004)67
 Sixteenth Meeting of the Parties (Prague, 22 – 26 November 2004)68
 Second Extraordinary Meeting of the Parties (Montreal, 1 July 2005)70
 Seventeenth Meeting of the Parties (Dakar, 12 – 16 December 2005)71
 Article 1:Definitions73
 Decisions on controlled substances73
 Decisions on destruction processes and technologies75
 Decisions on feedstock81
 Decisions on process agents82
 Decisions on used controlled substances90
 Decisions on other issues93
 Article 2:Control measures94
 Decisions on adjustments of the control measures94
 Decisions on essential uses96
 Decisions on essential uses: laboratory and analytical uses104
 Decisions on essential uses: metered-dose inhalers (MDIs)107
 Decisions on CFCs115
 Decisions on halons117
 Decisions on carbon tetrachloride121
 Decisions on HCFCs122
 Decisions on methyl bromide124
 Decisions on quarantine and pre-shipment129
 Decisions on critical-use exemptions135
 Decisions on new substances148
 Decisions on other issues151
 Article 4:Control of trade with non-Parties152
 Decisions on non-Parties in compliance with the Protocol152
 Decisions on restrictions on trade with non-Parties156
 Decisions on other trade issues158
 Article 4A:Control of trade with Parties159
 Decisions on trade in products and equipment containing Annex A and B substances159
 Article 4B:Licensing161
 Decisions on licensing systems161
 Decisions on illegal trade165
 Article 5:Special situation of developing countries171
 Decisions on definitions and classification171
 Decisions on control measures176
 Decisions on basic domestic needs178
 Decisions on review under paragraph 8183
 Decisions on participation of developing countries185
 Article 6:Assessment and review of control measures186
 Decisions on assessment panels186
 Decisions on special reports196
 Article 7:Reporting of data199
 Decisions on data-reporting formats and methodologies199
 Decisions on trans-shipment of controlled substances203
 Decisions on customs codes204
 Decisions on changes in baseline data205
 Decisions on compliance with data-reporting requirements: general207
 Decisions on compliance with data-reporting requirements: base-year and baseline data212
 Decisions on compliance with data-reporting requirements: Parties temporarily classified as Article 5 Parties214
 Article 8:Non-compliance217
 Decisions on non-compliance procedure217
 Decisions on the Implementation Committee221
 Decisions on potential non-compliance225
 Decisions on non-compliance: Albania230
 Decisions on non-compliance: Argentina232
 Decisions on non-compliance: Armenia233
 Decisions on non-compliance: Azerbaijan234
 Decisions on non-compliance: Bahamas237
 Decisions on non-compliance: Bangladesh237
 Decisions on non-compliance: Belarus239
 Decisions on non-compliance: Belize241
 Decisions on non-compliance: Bolivia242
 Decisions on non-compliance: Bosnia and Herzegovina244
 Decisions on non-compliance: Botswana246
 Decisions on non-compliance: Bulgaria247
 Decisions on non-compliance: Cameroon248
 Decisions on non-compliance: Chile251
 Decisions on non-compliance: China252
 Decisions on non-compliance: Czech Republic253
 Decisions on non-compliance: Democratic Republic of the Congo254
 Decisions on non-compliance: Ecuador255
 Decisions on non-compliance: Estonia256
 Decisions on non-compliance: Ethiopia257
 Decisions on non-compliance: Federated States of Micronesia258
 Decisions on non-compliance: Fiji259
 Decisions on non-compliance: Guatemala261
 Decisions on non-compliance: Guinea-Bissau262
 Decisions on non-compliance: Honduras263
 Decisions on non-compliance: Kazakhstan265
 Decisions on non-compliance: Kyrgyzstan267
 Decisions on non-compliance: Latvia268
 Decisions on non-compliance: Lesotho270
 Decisions on non-compliance: Libyan Arab Jamahirya271
 Decisions on non-compliance: Lithuania274
 Decisions on non-compliance: Maldives276
 Decisions on non-compliance: Namibia277
 Decisions on non-compliance: Nepal279
 Decisions on non-compliance: Nigeria281
 Decisions on non-compliance: Oman282
 Decisions on non-compliance: Pakistan282
 Decisions on non-compliance: Papua New Guinea283
 Decisions on non-compliance: Peru284
 Decisions on non-compliance: Poland285
 Decisions on non-compliance: Qatar285
 Decisions on non-compliance: Russian Federation286
 Decisions on non-compliance: Saint Vincent and the Grenadines291
 Decisions on non-compliance: Sierra Leone293
 Decisions on non-compliance: Tajikistan294
 Decisions on non-compliance: Turkmenistan295
 Decisions on non-compliance: Uganda296
 Decisions on non-compliance: Ukraine297
 Decisions on non-compliance: Uruguay299
 Decisions on non-compliance: Uzbekistan301
 Decisions on non-compliance: Viet Nam302
 Article 9:Research, development, public awareness and exchange of information304
 Article 10:Financial mechanism306
 Decisions on establishment of interim financial mechanism306
 Decisions on establishment of financial mechanism308
 Decisions on replenishments of the Multilateral Fund, budgets and contributions310
 Decisions on the fixed-exchange-rate mechanism317
 Decisions on the Executive Committee321
 Decisions on reviews and evaluations of the operation of the financial mechanism327
 Other decisions on the operation of the financial mechanism334
 Article 10A:Transfer of technology338
 Article 11:Meetings of the Parties341
 Decisions on meetings of the Parties341
 Decisions on declarations345
 Decisions on rules of procedure346
 Decisions on the Open-ended Working Group347
 Decisions on the Bureau350
 Article 12:Secretariat351
 Article 13:Financial provisions352
 Article 14:Relationship of this Protocol to the Convention364
 Article 16:Entry into force365
 Article 19:Withdrawal370
 Other Decisions371
 Decisions on the Global Environment Facility371
 Decisions on the relationship of the Montreal Protocol with other international agreements and institutions372
Section 3 Relevant Annexes to the Decisions of the Parties377
3.1Destruction procedures379
 Approved destruction processes379
 Code of good housekeeping379
 Suggested substances for monitoring and declaration when using destruction technologies386
3.2Essential use exemptions387
 Essential-use exemptions approved by the Meetings of the Parties387
 Summary by year of essential use exemptions390
 Conditions applied to exemption for laboratory and analytical uses391
 Categories and examples of laboratory uses391
 Reporting Accounting Framework for Essential Uses other than Laboratory and Analytical Applications393
3.3Assessment panels394
 Terms of reference for the panels394
 Terms of reference of the Technology and Economic Assessment Panel396
3.4Critical-use exemptions for methyl bromide401
 Critical-use exemptions approved by Meetings of the Parties401
 Requirements for annual reporting of critical-use exemptions for methyl bromide406
 Working procedures of the Methyl Bromide Technical Options Committee relating to the evaluation of nominations for critical uses of methyl bromide411
 Membership of the Methyl Bromide Technical Options Committee413
 Further guidance on the criteria for the evaluation of nominations for critical uses of methyl bromide415
 Reporting accounting framework for critical uses of methyl bromide418
3.5Non-Compliance procedure419
 Non-compliance procedure (1998)419
 Indicative list of measures that might be taken by a meeting of the Parties in respect of non-compliance with the Protocol421
3.6The Multilateral Fund422
 Terms of reference for the Multilateral Fund422
 Indicative list of categories of incremental costs424
 Terms of reference of the Executive Committee (1997)425
 Rules of procedure for meetings of the Executive Committee of the Multilateral Fund427
3.7Finance431
 Terms of reference for the administration of the Trust Fund for the Montreal Protocol on Substances that Deplete the Ozone Layer*431
 UN scale of assessments (2006)432
3.8Declarations438
 Helsinki Declaration on the protection of the ozone layer (1989)438
 Declaration on chlorofluorocarbons (1990)438
 Resolution on ozone-depleting substances (1990)439
 Statement on control measures (1991)440
 Resolution on methyl bromide (1992)441
 Question of Yugoslavia (1992)441
 Memorandum on partly halogenated chlorofluorocarbons (HCFCs) (1993)442
 Declaration on hydrochlorofluorocarbons (HCFCs) (1993)442
 Declaration on methyl bromide (1993)443
 Declaration by countries with economies in transition (1993)443
 Declaration on the Multilateral Fund (1994)444
 Declaration on hydrochlorofluorocarbons (HCFCs) (1995)445
 Declaration on methyl bromide (1995)445
 Declaration on hydrochlorofluorocarbons (1997)446
 Declaration regarding methyl bromide (1997)446
 Declaration on hydrochlorofluorocarbons (HCFCs), hydrofluorocarbons (HFCs) and perfluorocarbons (PFCs) (1998)447
 Beijing Declaration on renewed commitment to the protection of the ozone layer (1999)448
 Ouagadougou Declaration at the Twelfth Meeting of the Parties to the Montreal Protocol449
 Colombo Declaration on renewed commitment to the protection of the ozone layer to mark the forthcoming World Summit on Sustainable Development, in 2002, the 15th anniversary of the Montreal Protocol and the 10th anniversary of the establishment of the Multilateral Fund450
 Declaration by the Pacific Island countries attending the 13th Meeting of the Parties to the Montreal Protocol451
 Declaration on methyl bromide452
 Declaration on limitations on the consumption of methyl bromide452
 Prague Declaration on enhancing cooperation among chemicals-related multilateral environmental agreements453
Section 4 Rules of Procedure455
 Rules of procedure for meetings of the Conference of the Parties to the Vienna Convention and Meetings of the Parties to the Montreal Protocol457
Section 5 Sources of Further Information469
 Sources of further information471
 Ozone Secretariat471
 Multilateral Fund Secretariat472
 United Nations Environment Programme (UNEP)472
 United Nations Development Programme (UNDP)472
 United Nations Industrial Development Organization (UNIDO)472
 World Bank473
 Global Environment Facility (GEF)473
 World Meteorological Organization (WMO)473
 Scientific Assessment Panel Co-chairs473
 Environmental Effects Assessment Panel Co-chairs473
 Technology and Economic Assessment Panel Co-chairs474
General Index475

 

PreviousPrevious Next Next
Sections   Section One The Montreal
Protocol
Section Two Decisions Section Three Annexes Section Four Rules of
Procedure
Section Five Sources of Further
Information
General Index General
Index
Front Cover Foreword Introduction Contents Back Cover

 

  © Ozone Secretariat 2004